Wealth manager, independent · Middleburg, VA
The Hoerner Planning Group, LLC
SEC-registered investment adviser · CRD 139464 · SEC 801-66594
At a glance
The Hoerner Planning Group, LLC is an SEC-registered investment adviser based in Middleburg, Virginia, with $1.7B in regulatory assets under management as of its Form ADV filed March 26, 2026. It reports 365 individual clients, 161 of them high-net-worth, holding an average of about $3.8 million each, and 8 employees. That ranks it 655th among the nation’s 5,657 independent wealth management RIAs and 16th of 151 in Virginia. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 540-687-5090As filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #655 of 5,657
- Rank among all SEC RIAs
- #4,043 of 17,210
- Rank in Virginia
- #16 of 151
- Individual clients
- 365
- High-net-worth clients
- 161
- Accounts
- 1,877
- Discretionary
- 54% of AUM
- Employees
- 8
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Henry R. HoernerManaging Member
- Roberto N. MoreiroChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
The Hoerner Planning Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 161 | $1.4B | 82% |
| Charitable organizations | 54 | $209M | 13% |
| Individuals | 204 | $39M | 2% |
| Corporations or other businesses | 4 | $25M | 2% |
| Pension and profit sharing plans | 9 | $19M | 1% |
Disciplinary disclosures
The Hoerner Planning Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
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The full record on The Hoerner Planning Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,346 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Virginia
All of Virginia →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Financial Security Advisory IncVirginia Beach | $1.9B | 3,099 |
| Kanawha Capital Management, LLCRichmond | $1.8B | 560 |
| Azzad Asset Management, Inc.Falls Church | $1.8B | 1,494 |
| Godsey & Gibb Wealth ManagementRichmond | $1.6B | 747 |
| Heartwood Wealth Advisors, LLCRichmond | $1.5B | 566 |
| Activ8 Family Office LLCMcLean | $1.5B | 299 |
Background
Questions
How much does The Hoerner Planning Group, LLC manage?
The Hoerner Planning Group, LLC reports $1.7B in regulatory assets under management across 1,877 accounts, 54% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
How many clients does The Hoerner Planning Group, LLC have?
It reports 365 individual clients: 161 high-net-worth individuals and 204 other individuals. Individuals account for about 85% of its regulatory assets.
Where is The Hoerner Planning Group, LLC headquartered?
Its main office is in Middleburg, Virginia. It reports 1 office in total and 8 employees, 4 of whom perform investment advisory functions.
How does The Hoerner Planning Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does The Hoerner Planning Group, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 26, 2026, it reports these amounts held: Fidelity ($993M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is The Hoerner Planning Group, LLC a hybrid RIA with a broker-dealer?
The Hoerner Planning Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is The Hoerner Planning Group, LLC a fiduciary?
As an SEC-registered investment adviser, The Hoerner Planning Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is The Hoerner Planning Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →