Executive Vice President · J. W. Cole Advisors, Inc.
Robert J. Wood
CRD 3217809 · Named on Form ADV at one SEC-registered adviser
At a glance
J. W. Cole Advisors, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $8.2 billion in regulatory assets, lists Robert J. Wood on its Form ADV as Executive Vice President, a control person.
Firms and roles
- J. W. Cole Advisors, Inc.Executive Vice PresidentBroker-dealer firm · Tampa, FL · $8.2B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Kurt W. LofgrenChief Compliance Officer, J. W. Cole Advisors, Inc.
- Todd J. PackChief Operations Officer, J. W. Cole Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.