Chief Compliance Officer · Aegis Capital Corp.
Robert Steven Feinman
CRD 205708 · Named on Form ADV at one SEC-registered adviser
At a glance
Aegis Capital Corp., an SEC-registered broker-dealer firm based in New York, NY with $1.8 billion in regulatory assets, lists Robert Steven Feinman on its Form ADV as Chief Compliance Officer.
Firms and roles
- Aegis Capital Corp.Chief Compliance OfficerBroker-dealer firm · New York, NY · $1.8B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert Jay EideCEO, Secretary, CLO, Director, Aegis Capital Corp.
- Thomas Champney PossChief Financial Officer, Co-Finop, Aegis Capital Corp.
- George Gregory KottChief Operating Officer, Aegis Capital Corp.
- John Stevenson MillerCo-Finop, Aegis Capital Corp.
- Francis J McKennaMunicipal Principal, Aegis Capital Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.