Co-Finop · Aegis Capital Corp.
John Stevenson Miller
CRD 2139980 · Named on Form ADV at one SEC-registered adviser
At a glance
Aegis Capital Corp., an SEC-registered broker-dealer firm based in New York, NY with $1.8 billion in regulatory assets, lists John Stevenson Miller on its Form ADV as Co-Finop.
Firms and roles
- Aegis Capital Corp.Co-FinopBroker-dealer firm · New York, NY · $1.8B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert Jay EideCEO, Secretary, CLO, Director, Aegis Capital Corp.
- Thomas Champney PossChief Financial Officer, Co-Finop, Aegis Capital Corp.
- George Gregory KottChief Operating Officer, Aegis Capital Corp.
- Francis J McKennaMunicipal Principal, Aegis Capital Corp.
- Robert Steven FeinmanChief Compliance Officer, Aegis Capital Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.