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President/chief Compliance Officer, CFO · Searle & Co.

Robert Southworth Searle

CRD 839312 · Named on Form ADV at one SEC-registered adviser

At a glance

Searle & Co., an SEC-registered broker-dealer firm based in Greenwich, CT with $630 million in regulatory assets, lists Robert Southworth Searle on its Form ADV as President/chief Compliance Officer, CFO, a control person.

Firms and roles

  • Searle & Co.President/chief Compliance Officer, CFOBroker-dealer firm · Greenwich, CT · $630M in regulatory assets

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.