Fin OP · Searle & Co.
Karen Lynn Peters
CRD 2080613 · Named on Form ADV at one SEC-registered adviser
At a glance
Searle & Co., an SEC-registered broker-dealer firm based in Greenwich, CT with $630 million in regulatory assets, lists Karen Lynn Peters on its Form ADV as Fin OP.
Firms and roles
- Searle & Co.Fin OPBroker-dealer firm · Greenwich, CT · $630M in regulatory assets
AtlasMembers
Karen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert Southworth SearlePresident/chief Compliance Officer, CFO, Searle & Co.
- Thaddeus Sajous CookVice President, Searle & Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.