Founder · Riggs Asset Management Co Inc
Robert J. Graham
CRD 1068010 · Named on Form ADV at one SEC-registered adviser
At a glance
Riggs Asset Management Co Inc, an SEC-registered wealth manager based in Dallas, PA with $640 million in regulatory assets, lists Robert J. Graham on its Form ADV as Founder.
Firms and roles
- Riggs Asset Management Co IncFounderWealth manager · Dallas, PA · $640M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert H. GrahamPresident, Riggs Asset Management Co Inc
- Elizabeth B. GrahamChief Operating Officer, Riggs Asset Management Co Inc
- Sandra J. GrahamShareholder, Riggs Asset Management Co Inc
- Alan J. GlassmanSenior Vice President, Riggs Asset Management Co Inc
- Susan A. ShoemakerChief Compliance Officer, Riggs Asset Management Co Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.