Chief Operating Officer · Riggs Asset Management Co Inc
Elizabeth B. Graham
CRD 4347616 · Named on Form ADV at one SEC-registered adviser
At a glance
Riggs Asset Management Co Inc, an SEC-registered wealth manager based in Dallas, PA with $640 million in regulatory assets, lists Elizabeth B. Graham on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Riggs Asset Management Co IncChief Operating OfficerWealth manager · Dallas, PA · $640M in regulatory assets
AtlasMembers
Elizabeth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert J. GrahamFounder, Riggs Asset Management Co Inc
- Robert H. GrahamPresident, Riggs Asset Management Co Inc
- Sandra J. GrahamShareholder, Riggs Asset Management Co Inc
- Alan J. GlassmanSenior Vice President, Riggs Asset Management Co Inc
- Susan A. ShoemakerChief Compliance Officer, Riggs Asset Management Co Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.