Director · ESI Financial Advisors
Robert Earl Cotton
CRD 3085405 · Named on Form ADV at one SEC-registered adviser
At a glance
ESI Financial Advisors, an SEC-registered broker-dealer firm based in Montpelier, VT with $2.8 billion in regulatory assets, lists Robert Earl Cotton on its Form ADV as Director, a control person.
Firms and roles
- ESI Financial AdvisorsDirectorBroker-dealer firm · Montpelier, VT · $2.8B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Ian Andrew McKennyVP, Chief Counsel & Secretary, ESI Financial Advisors
- Gregory Dwight TeeseSVP, Operations, COO, ESI Financial Advisors
- Mehran AssadiDirector & Chairman of the Board, ESI Financial Advisors
- Matthew FrazeeDirector, ESI Financial Advisors
- Rebecca PalmerChief Information Security Officer, ESI Financial Advisors
6 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.