Director · ESI Financial Advisors
Matthew Frazee
CRD 5979281 · Named on Form ADV at one SEC-registered adviser
At a glance
ESI Financial Advisors, an SEC-registered broker-dealer firm based in Montpelier, VT with $2.8 billion in regulatory assets, lists Matthew Frazee on its Form ADV as Director, a control person.
Firms and roles
- ESI Financial AdvisorsDirectorBroker-dealer firm · Montpelier, VT · $2.8B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Ian Andrew McKennyVP, Chief Counsel & Secretary, ESI Financial Advisors
- Gregory Dwight TeeseSVP, Operations, COO, ESI Financial Advisors
- Mehran AssadiDirector & Chairman of the Board, ESI Financial Advisors
- Robert Earl CottonDirector, ESI Financial Advisors
- Rebecca PalmerChief Information Security Officer, ESI Financial Advisors
6 more people named with Matthew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.