Member · Remotiv / Financial Soundings
Robert C. Dughi
CRD 72939 · Named on Form ADV at one SEC-registered adviser
At a glance
Remotiv / Financial Soundings, an SEC-registered asset manager based in Coconut Grove, FL with $0 in regulatory assets, lists Robert C. Dughi on its Form ADV as Member, a control person.
Firms and roles
- Remotiv / Financial SoundingsMemberAsset manager · Coconut Grove, FL · $0M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Tullius C. TupperChief Technology Officer, Remotiv / Financial Soundings
- Stephen E. MaschinoPresident, Remotiv / Financial Soundings
- Bobby DughiChief Executive Officer and Chief Compliance Officer, Remotiv / Financial Soundings
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.