Chief Executive Officer and Chief Compliance Officer · Remotiv / Financial Soundings
Bobby Dughi
CRD 7216787 · Named on Form ADV at one SEC-registered adviser
At a glance
Remotiv / Financial Soundings, an SEC-registered asset manager based in Coconut Grove, FL with $0 in regulatory assets, lists Bobby Dughi on its Form ADV as Chief Executive Officer and Chief Compliance Officer, a control person.
Firms and roles
- Remotiv / Financial SoundingsChief Executive Officer and Chief Compliance OfficerAsset manager · Coconut Grove, FL · $0M in regulatory assets
AtlasMembers
Bobby’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Tullius C. TupperChief Technology Officer, Remotiv / Financial Soundings
- Stephen E. MaschinoPresident, Remotiv / Financial Soundings
- Robert C. DughiMember, Remotiv / Financial Soundings
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bobby’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.