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President & Director and Shareholder · Flaherty & Crumrine Incorporated

Robert E. Chadwick

CRD 4519380 · Named on Form ADV at one SEC-registered adviser

At a glance

Flaherty & Crumrine Incorporated, an SEC-registered asset manager based in Pasadena, CA with $4.1 billion in regulatory assets, lists Robert E. Chadwick on its Form ADV as President & Director and Shareholder, a control person.

Firms and roles

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Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Bradford S. StoneExecutive Vice President, Chief Financial Officer & Director and Shareholder, Flaherty & Crumrine Incorporated
  • Chad C. ConwellExecutive Vice President, Chief Legal Officer, Chief Compliance Officer & Director and Shareholder, Flaherty & Crumrine Incorporated

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.