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Executive Vice President, Chief Financial Officer & Director and Shareholder · Flaherty & Crumrine Incorporated

Bradford S. Stone

CRD 1186047 · Named on Form ADV at one SEC-registered adviser

At a glance

Flaherty & Crumrine Incorporated, an SEC-registered asset manager based in Pasadena, CA with $4.1 billion in regulatory assets, lists Bradford S. Stone on its Form ADV as Executive Vice President, Chief Financial Officer & Director and Shareholder, a control person.

Firms and roles

  • Flaherty & Crumrine IncorporatedExecutive Vice President, Chief Financial Officer & Director and ShareholderAsset manager · Pasadena, CA · $4.1B in regulatory assets

AtlasMembers

Bradford’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Robert E. ChadwickPresident & Director and Shareholder, Flaherty & Crumrine Incorporated
  • Chad C. ConwellExecutive Vice President, Chief Legal Officer, Chief Compliance Officer & Director and Shareholder, Flaherty & Crumrine Incorporated

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradford’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.