CFO · PPB Advisors, LLC
Robert L. Baker
CRD 5503485 · Named on Form ADV at 2 SEC-registered advisers
At a glance
PPB Advisors, LLC, an SEC-registered private fund adviser based in West Conshohocken, PA with $4.8 billion in regulatory assets, lists Robert L. Baker on its Form ADV as CFO, a control person. The SEC filings also name Robert at 1 other registered adviser.
Firms and roles
- PPB Advisors, LLCCFOPrivate fund adviser · West Conshohocken, PA · $4.8B in regulatory assets
- USA Mutuals Advisors, Inc.CFOAsset manager · Concord, MA · $62M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jessica J RoeperChief Compliance Officer, PPB Advisors, LLC
- Brendan W. LakePresident, PPB Advisors, LLC
- Paul C. StrehlePresident (06/2021), Owner (02/2025), USA Mutuals Advisors, Inc.
- Joseph L. FarleyChief Compliance Officer, USA Mutuals Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.