Chief Compliance Officer · Magellan Investment Partners North America, Inc.
Joseph L. Farley
CRD 2730137 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Magellan Investment Partners North America, Inc., an SEC-registered asset manager based in Westmont, IL with $162 million in regulatory assets, lists Joseph L. Farley on its Form ADV as Chief Compliance Officer. The SEC filings also name Joseph at 2 other registered advisers.
Firms and roles
- Magellan Investment Partners North America, Inc.Chief Compliance OfficerAsset manager · Westmont, IL · $162M in regulatory assets
- Robostrategy AdvisorsChief Compliance OfficerAsset manager · SAN Juan, PR · $147M in regulatory assets
- USA Mutuals Advisors, Inc.Chief Compliance OfficerAsset manager · Concord, MA · $62M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Charles S. ThompsonPresident, Treasurer, Magellan Investment Partners North America, Inc.
- Benjamin D. JonesManaging Director, Secretary, Magellan Investment Partners North America, Inc.
- Marc A. WeinsteinMember, Robostrategy Advisors
- Andrew KangMember, Robostrategy Advisors
- Robert L. BakerCFO, USA Mutuals Advisors, Inc.
1 more person named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.