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Managing Member · Brazos Capital

Richard A. Funk

CRD 4423609 · Named on Form ADV at one SEC-registered adviser

At a glance

Brazos Capital, an SEC-registered wealth manager based in Austin, TX with $103 million in regulatory assets, lists Richard A. Funk on its Form ADV as Managing Member, a control person.

Firms and roles

  • Brazos CapitalManaging MemberWealth manager · Austin, TX · $103M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.