Chief Compliance Officer · Brazos Capital
Eva H. Rohrich
CRD 5072702 · Named on Form ADV at one SEC-registered adviser
At a glance
Brazos Capital, an SEC-registered wealth manager based in Austin, TX with $103 million in regulatory assets, lists Eva H. Rohrich on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Brazos CapitalChief Compliance OfficerWealth manager · Austin, TX · $103M in regulatory assets
AtlasMembers
Eva’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard A. FunkManaging Member, Brazos Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eva’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.