Managing Director and Chief Operating Officer · Duke Funding Management, L.L.C.
Richard A. Daley
CRD 2242011 · Named on Form ADV at one SEC-registered adviser
At a glance
Duke Funding Management, L.L.C., an SEC-registered private fund adviser based in Old Greenwich, CT with $127 million in regulatory assets, lists Richard A. Daley on its Form ADV as Managing Director and Chief Operating Officer, a control person.
Firms and roles
- Duke Funding Management, L.L.C.Managing Director and Chief Operating OfficerPrivate fund adviser · Old Greenwich, CT · $127M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Laurence E. PennVice Chairman, Duke Funding Management, L.L.C.
- Michael W. VranosChief Executive Officer, Duke Funding Management, L.L.C.
- John D. GeanakoplosManaging Director, Duke Funding Management, L.L.C.
- Daniel R. MargolisGeneral Counsel, Duke Funding Management, L.L.C.
- Mark I. TecotzkyVice Chairman, Duke Funding Management, L.L.C.
2 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.