Vice Chairman and COO · Ellington Management Group, L.L.C.
Laurence E. Penn
CRD 1914867 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Ellington Management Group, L.L.C., an SEC-registered private fund adviser based in Old Greenwich, CT with $20.8 billion in regulatory assets, lists Laurence E. Penn on its Form ADV as Vice Chairman and COO, a control person. The SEC filings also name Laurence at 4 other registered advisers.
Firms and roles
- Ellington Management Group, L.L.C.Vice Chairman and COOPrivate fund adviser · Old Greenwich, CT · $21B in regulatory assets
- Ellington Financial Management LLCExecutive Vice PresidentPrivate fund adviser · Old Greenwich, CT · $19B in regulatory assets
- Ellington Global Asset Management, LLCVice ChairmanAsset manager · Old Greenwich, CT · $9.2B in regulatory assets
- Ellington Credit Company Management LLCExecutive Vice PresidentPrivate fund adviser · Old Greenwich, CT · $415M in regulatory assets
- Duke Funding Management, L.L.C.Vice ChairmanPrivate fund adviser · Old Greenwich, CT · $127M in regulatory assets
AtlasMembers
Laurence’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (9)
- John D. GeanakoplosManaging Director, Ellington Management Group, L.L.C.
- Michael W. VranosChief Executive Officer, Ellington Management Group, L.L.C.
- Daniel R. MargolisGeneral Counsel, Ellington Management Group, L.L.C.
- Mark I. TecotzkyVice Chairman, Ellington Management Group, L.L.C.
- Andrew VranosManaging Director, Ellington Management Group, L.L.C.
4 more people named with Laurence on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laurence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.