Chief Compliance Officer · Guardian Capital LP
Richard D. Britnell
CRD 7771420 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Capital LP, an SEC-registered private fund adviser based in Toronto, Ontario, Canada with $10.7 billion in regulatory assets, lists Richard D. Britnell on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Guardian Capital LPChief Compliance OfficerPrivate fund adviser · Toronto, Ontario, Canada · $11B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Matthew D. TurnerDirector, General Counsel & Secretary, Guardian Capital LP
- George MavroudisDirector, Chief Executive Officer, Guardian Capital LP
- Donald YiDirector, Guardian Capital LP
- Nicolas RichardSenior Managing Director and Business Head, Guardian Capital LP
- Francis H. MercuriChief Financial Officer, Guardian Capital LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.