Senior Managing Director and Business Head · Guardian Capital LP
Nicolas Richard
CRD 5710156 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Capital LP, an SEC-registered private fund adviser based in Toronto, Ontario, Canada with $10.7 billion in regulatory assets, lists Nicolas Richard on its Form ADV as Senior Managing Director and Business Head, a control person.
Firms and roles
- Guardian Capital LPSenior Managing Director and Business HeadPrivate fund adviser · Toronto, Ontario, Canada · $11B in regulatory assets
AtlasMembers
Nicolas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Matthew D. TurnerDirector, General Counsel & Secretary, Guardian Capital LP
- George MavroudisDirector, Chief Executive Officer, Guardian Capital LP
- Donald YiDirector, Guardian Capital LP
- Richard D. BritnellChief Compliance Officer, Guardian Capital LP
- Francis H. MercuriChief Financial Officer, Guardian Capital LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicolas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.