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Treasurer · Hermes Investment Management Limited

Richard Anthony Novak

CRD 2901271 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Hermes Investment Management Limited, an SEC-registered private fund adviser based in London, United Kingdom with $24.8 billion in regulatory assets, lists Richard Anthony Novak on its Form ADV as Treasurer, a control person. The SEC filings also name Richard at 3 other registered advisers.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (23)

18 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

See all 23 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.