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Chief Compliance Officer · Hermes Investment Management Limited

David A. Fitzharris

CRD 4957434 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Hermes Investment Management Limited, an SEC-registered private fund adviser based in London, United Kingdom with $24.8 billion in regulatory assets, lists David A. Fitzharris on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name David at 2 other registered advisers.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.