Director · Clifford Swan Investment Counselors
Richard H. Adler
CRD 2102059 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Clifford Swan Investment Counselors, an SEC-registered wealth manager based in Pasadena, CA with $4.5 billion in regulatory assets, lists Richard H. Adler on its Form ADV as Director, a control person. The SEC filings also name Richard at 1 other registered adviser.
Firms and roles
- Clifford Swan Investment CounselorsDirectorWealth manager · Pasadena, CA · $4.5B in regulatory assets
- Howland Capital Management LLCDirectorWealth manager · Boston, MA · $3.7B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (19)
- Peter J. BoyleCEO & Director, Clifford Swan Investment Counselors
- Maxwell R. PrayDirector, Clifford Swan Investment Counselors
- Roger L. GeweckeDirector, Clifford Swan Investment Counselors
- Randall L. ZahariaMember, Clifford Swan Investment Counselors
- Kathleen GilmoreChairman & President, Clifford Swan Investment Counselors
14 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.