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Member, Managing Director, and Chief Compliance Officer · Drake Capital Advisors LLC

Ray Gustin

CRD 2172235 · Named on Form ADV at one SEC-registered adviser

At a glance

Drake Capital Advisors LLC, an SEC-registered asset manager based in Old Greenwich, CT with $713 million in regulatory assets, lists Ray Gustin on its Form ADV as Member, Managing Director, and Chief Compliance Officer, a control person.

Firms and roles

  • Drake Capital Advisors LLCMember, Managing Director, and Chief Compliance OfficerAsset manager · Old Greenwich, CT · $713M in regulatory assets

AtlasMembers

Ray’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ray’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.