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Managing Member and Managing Director · Drake Capital Advisors LLC

David B. Macfarlane

CRD 5017377 · Named on Form ADV at one SEC-registered adviser

At a glance

Drake Capital Advisors LLC, an SEC-registered asset manager based in Old Greenwich, CT with $713 million in regulatory assets, lists David B. Macfarlane on its Form ADV as Managing Member and Managing Director, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ray GustinMember, Managing Director, and Chief Compliance Officer, Drake Capital Advisors LLC
  • Kuo-Chan ChenChief Financial Officer, Drake Capital Advisors LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.