Chief Compliance Officer · Instinet, LLC
Randi J Cone
CRD 4811453 · Named on Form ADV at one SEC-registered adviser
At a glance
Instinet, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Randi J Cone on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Instinet, LLCChief Compliance OfficerBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Randi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Faron Ross WebbGeneral Counsel, Instinet, LLC
- Alice M KenniffAssociate General Counsel and Chief Compliance Officer (investment Adviser), Instinet, LLC
- Julie Marie SiskovicChief Compliance Officer (broker-Dealer, Cboe/c2), Instinet, LLC
- Eugene James ChiulliChief Financial Officer, Instinet, LLC
- Gerard Thomas MilliganPresident, Instinet, LLC
2 more people named with Randi on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.