CEO · Spectrum Financial Inc
Ralph J. Doudera
CRD 70839 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Spectrum Financial Inc, an SEC-registered asset manager based in Virginia Beach, VA with $236 million in regulatory assets, lists Ralph J. Doudera on its Form ADV as CEO, a control person. The SEC filings also name Ralph at 1 other registered adviser.
Firms and roles
- Spectrum Financial IncCEOAsset manager · Virginia Beach, VA · $236M in regulatory assets
- Hundredfold Advisors, LLCManaging MemberAsset manager · Virginia Beach, VA · $148M in regulatory assets
AtlasMembers
Ralph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Mary K CollinsPresident, Spectrum Financial Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ralph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.