Chief Compliance Officer · Shellman Investment Management, LLC
Rajiv Shah
CRD 3162156 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Shellman Investment Management, LLC, an SEC-registered wealth manager based in Coral Gables, FL with $210 million in regulatory assets, lists Rajiv Shah on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Rajiv at 2 other registered advisers.
Firms and roles
- Shellman Investment Management, LLCChief Compliance OfficerWealth manager · Coral Gables, FL · $210M in regulatory assets
- Innovayte CapitalChief Compliance OfficerAsset manager · Dallas, TX · $0M in regulatory assets
- Seminario Asset Management LLCChief Compliance OfficerAsset manager · Coral Gables, FL · $0M in regulatory assets
AtlasMembers
Rajiv’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephanie L. ShellmanOwner and Chief Executive Officer, Shellman Investment Management, LLC
- Mikhail TrukshaninChief Financial Officer, Innovayte Capital
- Ireanna M. RubioSR Compliance Officer, Seminario Asset Management LLC
- Marlo E DieguezChief Executive Officer, Seminario Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rajiv’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.