Chief Executive Officer · Seminario Asset Management LLC
Marlo E. Dieguez
CRD 5644954 · Named on Form ADV at one SEC-registered adviser
At a glance
Seminario Asset Management LLC, an SEC-registered asset manager based in Coral Gables, FL with $0 in regulatory assets, lists Marlo E. Dieguez on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Seminario Asset Management LLCChief Executive OfficerAsset manager · Coral Gables, FL · $0M in regulatory assets
AtlasMembers
Marlo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ireanna M. RubioSR Compliance Officer, Seminario Asset Management LLC
- Rajiv ShahChief Compliance Officer, Seminario Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marlo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.