Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Rajer A. Shah
CRD 2060620 · Phoenix, AZ
At a glance
Rajer A. Shah is an investment adviser representative with Northwestern Mutual Investment Services, LLC in Phoenix, AZ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rajer’s SEC record dates to 2006, about 20 years ago. Rajer is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince February 2006Phoenix, AZ · $0M in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Rajer’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.