Managing Member · Applied Finance Capital Management, LLC
Rafael Resendes
CRD 5121215 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Applied Finance Capital Management, LLC, an SEC-registered asset manager based in SAN Juan, PR with $4.4 billion in regulatory assets, lists Rafael Resendes on its Form ADV as Managing Member, a control person. The SEC filings also name Rafael at 1 other registered adviser.
Firms and roles
- Applied Finance Capital Management, LLCManaging MemberAsset manager · SAN Juan, PR · $4.4B in regulatory assets
- Applied Finance Advisors, LLCManaging MemberAsset manager · SAN Antonio, TX · $2.1B in regulatory assets
AtlasMembers
Rafael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David D. JonesChief Compliance Officer, Applied Finance Capital Management, LLC
- Daniel J. ObryckiManaging Member, Applied Finance Capital Management, LLC
- Paul D. BlinnManaging Member, Applied Finance Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rafael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.