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Chief Compliance Officer · Applied Finance Advisors, LLC

David D. Jones

CRD 2761758 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Applied Finance Advisors, LLC, an SEC-registered asset manager based in SAN Antonio, TX with $2.1 billion in regulatory assets, lists David D. Jones on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name David at 2 other registered advisers.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.