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President/chairman of Board/chief Executive Officer · Probity Advisors, Inc.

Porter L. Ozanne

CRD 354799 · Named on Form ADV at one SEC-registered adviser

At a glance

Probity Advisors, Inc., an SEC-registered wealth manager based in Dallas, TX with $859 million in regulatory assets, lists Porter L. Ozanne on its Form ADV as President/chairman of Board/chief Executive Officer, a control person.

Firms and roles

  • Probity Advisors, Inc.President/chairman of Board/chief Executive OfficerWealth manager · Dallas, TX · $859M in regulatory assets

AtlasMembers

Porter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Linda M. OzanneSecretary, Probity Advisors, Inc.
  • Christopher T. SorrowVice President/chief Compliance Officer/board Member/chief Operations Officer/chief Financial Officer, Probity Advisors, Inc.
  • Marshall T. OzanneTrustee of Probity Shareholder Trust DTD 7/6/2005, Probity Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Porter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.