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Vice President/chief Compliance Officer/board Member/chief Operations Officer/chief Financial Officer · Probity Advisors, Inc.

Christopher T. Sorrow

CRD 4576613 · Named on Form ADV at one SEC-registered adviser

At a glance

Probity Advisors, Inc., an SEC-registered wealth manager based in Dallas, TX with $859 million in regulatory assets, lists Christopher T. Sorrow on its Form ADV as Vice President/chief Compliance Officer/board Member/chief Operations Officer/chief Financial Officer, a control person.

Firms and roles

  • Probity Advisors, Inc.Vice President/chief Compliance Officer/board Member/chief Operations Officer/chief Financial OfficerWealth manager · Dallas, TX · $859M in regulatory assets

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.