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Managing Member & Chief Compliance Officer · Salient Wealth Planning

Philip E. Smith

CRD 4231653 · Named on Form ADV at one SEC-registered adviser

At a glance

Salient Wealth Planning, an SEC-registered wealth manager based in Encinitas, CA with $239 million in regulatory assets, lists Philip E. Smith on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Salient Wealth PlanningManaging Member & Chief Compliance OfficerWealth manager · Encinitas, CA · $239M in regulatory assets

AtlasMembers

Philip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.