Board Director · RBC Rochdale, LLC
Philip Gallo
CRD 4074047 · Named on Form ADV at one SEC-registered adviser
At a glance
RBC Rochdale, LLC, an SEC-registered wealth manager based in New York, NY with $73.0 billion in regulatory assets, lists Philip Gallo on its Form ADV as Board Director, a control person.
Firms and roles
- RBC Rochdale, LLCBoard DirectorWealth manager · New York, NY · $73B in regulatory assets
AtlasMembers
Philip’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Charles J. LukeChief Investment Officer, RBC Rochdale, LLC
- Gregg GiaquintoPresident, CEO & Board Director, RBC Rochdale, LLC
- Ivor Patrick O'KeeffeBoard Director, RBC Rochdale, LLC
- Joby Swankutty DanielBoard Director, RBC Rochdale, LLC
- Shawn David RileyBoard Director, RBC Rochdale, LLC
2 more people named with Philip on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.