Vice President · Thompson Investment Management, Inc.
Penny Hubbard
CRD 7244712 · Named on Form ADV at one SEC-registered adviser
At a glance
Thompson Investment Management, Inc., an SEC-registered asset manager based in Madison, WI with $3.1 billion in regulatory assets, lists Penny Hubbard on its Form ADV as Vice President, a control person.
Firms and roles
- Thompson Investment Management, Inc.Vice PresidentAsset manager · Madison, WI · $3.1B in regulatory assets
AtlasMembers
Penny’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James T. EvansChief Investment Officer, Thompson Investment Management, Inc.
- Jason L. StephensChief Executive Officer, Thompson Investment Management, Inc.
- Colleen E DonnellyChief Compliance Officer, Thompson Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Penny’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.