Chief Executive Officer · Thompson Investment Management, Inc.
Jason L. Stephens
CRD 4688671 · Named on Form ADV at one SEC-registered adviser
At a glance
Thompson Investment Management, Inc., an SEC-registered asset manager based in Madison, WI with $3.1 billion in regulatory assets, lists Jason L. Stephens on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Thompson Investment Management, Inc.Chief Executive OfficerAsset manager · Madison, WI · $3.1B in regulatory assets
AtlasMembers
Jason’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James T. EvansChief Investment Officer, Thompson Investment Management, Inc.
- Penny HubbardVice President, Thompson Investment Management, Inc.
- Colleen E DonnellyChief Compliance Officer, Thompson Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.