General Counsel, Senior Vice President · Commonwealth Financial Network
Peggy Lynn Ho
CRD 5401546 · Named on Form ADV at one SEC-registered adviser
At a glance
Commonwealth Financial Network, an SEC-registered broker-dealer firm based in Waltham, MA with $212.7 billion in regulatory assets, lists Peggy Lynn Ho on its Form ADV as General Counsel, Senior Vice President, a control person.
Firms and roles
- Commonwealth Financial NetworkGeneral Counsel, Senior Vice PresidentBroker-dealer firm · Waltham, MA · $213B in regulatory assets
AtlasMembers
Peggy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Wayne Michael BloomManaging Director, Chief Executive Officer, Commonwealth Financial Network
- Jonathan Christiaan BohsManaging Principal, Operations, Commonwealth Financial Network
- Christopher Anthony Trapnell KlomanChief Operations Officer, President, Commonwealth Financial Network
- Jonathan C. CleasbyChief Financial Officer, Commonwealth Financial Network
- Brian Thomas PriceManaging Principal, Chief Investment Officer, Commonwealth Financial Network
4 more people named with Peggy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peggy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.