Chief Operations Officer, President · Commonwealth Financial Network
Christopher Anthony Trapnell Kloman
CRD 4896179 · Named on Form ADV at one SEC-registered adviser
At a glance
Commonwealth Financial Network, an SEC-registered broker-dealer firm based in Waltham, MA with $212.7 billion in regulatory assets, lists Christopher Anthony Trapnell Kloman on its Form ADV as Chief Operations Officer, President, a control person.
Firms and roles
- Commonwealth Financial NetworkChief Operations Officer, PresidentBroker-dealer firm · Waltham, MA · $213B in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Wayne Michael BloomManaging Director, Chief Executive Officer, Commonwealth Financial Network
- Jonathan Christiaan BohsManaging Principal, Operations, Commonwealth Financial Network
- Peggy Lynn HoGeneral Counsel, Senior Vice President, Commonwealth Financial Network
- Jonathan C. CleasbyChief Financial Officer, Commonwealth Financial Network
- Brian Thomas PriceManaging Principal, Chief Investment Officer, Commonwealth Financial Network
4 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.