Chief Compliance Officer - Capital Markets · Stifel, Nicolaus & Company, Incorporated
Paul Joseph Ayd
CRD 2963853 · Named on Form ADV at one SEC-registered adviser
At a glance
Stifel, Nicolaus & Company, Incorporated, an SEC-registered broker-dealer firm based in St Louis, MO with $197.5 billion in regulatory assets, lists Paul Joseph Ayd on its Form ADV as Chief Compliance Officer - Capital Markets.
Firms and roles
- Stifel, Nicolaus & Company, IncorporatedChief Compliance Officer - Capital MarketsBroker-dealer firm · St Louis, MO · $198B in regulatory assets
AtlasMembers
Paul’s stakes and control
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- Ownership stake at the firm
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SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
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Paul’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
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- Previous firms, with start and end dates
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- Employment history
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- States they’re registered in
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- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- James Mark ZemlyakExecutive Vice President & Director, Stifel, Nicolaus & Company, Incorporated
- Ronald James KruszewskiPresident, Chief Executive Office & Chairman of the Board, Stifel, Nicolaus & Company, Incorporated
- Mark Philip FisherGeneral Counsel, Secretary, Stifel, Nicolaus & Company, Incorporated
- Gina Elizabeth HydeChief Compliance Officer - Capital Markets, Stifel, Nicolaus & Company, Incorporated
- Frederick Richard SchrickPrincipal Financial Officer, Stifel, Nicolaus & Company, Incorporated
7 more people named with Paul on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.