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Principal Financial Officer · Stifel, Nicolaus & Company, Incorporated

Frederick Richard Schrick

CRD 5636488 · Named on Form ADV at one SEC-registered adviser

At a glance

Stifel, Nicolaus & Company, Incorporated, an SEC-registered broker-dealer firm based in St Louis, MO with $197.5 billion in regulatory assets, lists Frederick Richard Schrick on its Form ADV as Principal Financial Officer, a control person.

Firms and roles

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Frederick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • James Mark ZemlyakExecutive Vice President & Director, Stifel, Nicolaus & Company, Incorporated
  • Ronald James KruszewskiPresident, Chief Executive Office & Chairman of the Board, Stifel, Nicolaus & Company, Incorporated
  • Mark Philip FisherGeneral Counsel, Secretary, Stifel, Nicolaus & Company, Incorporated
  • Paul Joseph AydChief Compliance Officer - Capital Markets, Stifel, Nicolaus & Company, Incorporated
  • Gina Elizabeth HydeChief Compliance Officer - Capital Markets, Stifel, Nicolaus & Company, Incorporated

7 more people named with Frederick on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frederick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.