Chief Risk Officer · Asterozoa Management
Paul J. Hegener
CRD 1628568 · Named on Form ADV at one SEC-registered adviser
At a glance
Asterozoa Management, an SEC-registered asset manager based in Phoenix, AZ with $104 million in regulatory assets, lists Paul J. Hegener on its Form ADV as Chief Risk Officer, a control person.
Firms and roles
- Asterozoa ManagementChief Risk OfficerAsset manager · Phoenix, AZ · $104M in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Joseph L. HegenerManaging Member, Chief Investment Officer, Asterozoa Management
- KEVIN G. YINVice President, Asterozoa Management
- Julia AltuzarraVice President, Investor Relations & Account Management, Asterozoa Management
- John KaitesMember, Asterozoa Management
- Jennifer L. RodriguezChief Compliance Officer, Asterozoa Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.