Managing Member, Chief Investment Officer · Asterozoa Management
Joseph L. Hegener
CRD 7087962 · Named on Form ADV at one SEC-registered adviser
At a glance
Asterozoa Management, an SEC-registered asset manager based in Phoenix, AZ with $104 million in regulatory assets, lists Joseph L. Hegener on its Form ADV as Managing Member, Chief Investment Officer, a control person.
Firms and roles
- Asterozoa ManagementManaging Member, Chief Investment OfficerAsset manager · Phoenix, AZ · $104M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- KEVIN G. YINVice President, Asterozoa Management
- Paul J. HegenerChief Risk Officer, Asterozoa Management
- Julia AltuzarraVice President, Investor Relations & Account Management, Asterozoa Management
- John KaitesMember, Asterozoa Management
- Jennifer L. RodriguezChief Compliance Officer, Asterozoa Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.