Chief Compliance Officer · Ellington Management Group, L.L.C.
Patrick B. Maloney
CRD 4777731 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Ellington Management Group, L.L.C., an SEC-registered private fund adviser based in Old Greenwich, CT with $20.8 billion in regulatory assets, lists Patrick B. Maloney on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Patrick at 4 other registered advisers.
Firms and roles
- Ellington Management Group, L.L.C.Chief Compliance OfficerPrivate fund adviser · Old Greenwich, CT · $21B in regulatory assets
- Ellington Financial Management LLCChief Compliance Officer & Associate General CounselPrivate fund adviser · Old Greenwich, CT · $19B in regulatory assets
- Ellington Global Asset Management, LLCChief Compliance Officer & Associate General CounselAsset manager · Old Greenwich, CT · $9.2B in regulatory assets
- Ellington Credit Company Management LLCChief Compliance Officer & Associate General CounselPrivate fund adviser · Old Greenwich, CT · $415M in regulatory assets
- Duke Funding Management, L.L.C.Chief Compliance Officer & Associate General CounselPrivate fund adviser · Old Greenwich, CT · $127M in regulatory assets
AtlasMembers
Patrick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Laurence E. PennVice Chairman and COO, Ellington Management Group, L.L.C.
- John D. GeanakoplosManaging Director, Ellington Management Group, L.L.C.
- Michael W. VranosChief Executive Officer, Ellington Management Group, L.L.C.
- Daniel R. MargolisGeneral Counsel, Ellington Management Group, L.L.C.
- Mark I. TecotzkyVice Chairman, Ellington Management Group, L.L.C.
4 more people named with Patrick on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patrick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.