Adviser and broker representative · Wellington Shields & Co., LLC
Patricia D. Powell
CRD 2739875 · Thomasville, GA
At a glance
Patricia D. Powell is an investment adviser representative with Wellington Shields & Co., LLC in Thomasville, GA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Patricia’s SEC record dates to 1997, about 28 years ago. Patricia is also registered as a broker representative.
Current advisory firm
- Wellington Shields & Co., LLCSince February 2015Thomasville, GA · $546M in regulatory assets
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Patricia’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Anthony J. DapratoNew York
- James E. FaheyLocust Valley
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