Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC

Patricia Cain

CRD 3104935 · Boca Raton, FL

At a glance

Patricia Cain is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in Boca Raton, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Patricia’s SEC record dates to 2005, about 21 years ago. Patricia is also registered as a broker representative.

Current advisory firm

Wells Fargo Advisors Financial Network, LLCSince October 2023Boca Raton, FL · $252B in regulatory assets

SEC adviser record

Registered since: 2005 (21 years)
Designations: None on file
Exams: Series 63, Series 66
Registered in: 1 state
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Patricia’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 2 firmsLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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