Head of Operations · Sovereign Financial Group, Inc.
Nicholas D. Thiede
CRD 6726561 · Named on Form ADV at one SEC-registered adviser
At a glance
Sovereign Financial Group, Inc., an SEC-registered wealth manager based in Stamford, CT with $1.1 billion in regulatory assets, lists Nicholas D. Thiede on its Form ADV as Head of Operations.
Firms and roles
- Sovereign Financial Group, Inc.Head of OperationsWealth manager · Stamford, CT · $1.1B in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Charles FaillaManaging Member, Sovereign Financial Group, Inc.
- Christopher M. MortaraChief Compliance Officer, Sovereign Financial Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.